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You're In Safe Hands With EQ

Managing the day-to-day needs of your shareholders as a publicly traded company, the transfer agent you choose is an integral part of your IPO – and an essential partner long after.  Our team ensures that your IPO goes smoothly and avoids unnecessary risks, regardless if you are looking to go public via a traditional IPO or SPAC reverse merger (de-SPAC). 

Prepare for the IPO

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With the support of a dedicated team of experts with more than 20 years of experience taking organizations public, you'll have the bench strength necessary to prepare for life as a listed company.

  • Advisement on filing details
  • Establish registered shareholders
  • Develop plan for stock splits (if applicable) prior to IPO
  • Facilitate the selling shareholder process

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Navigate the IPO process

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The path to going public isn't always a straight forward one and requires flexibility. Our familiarity with solutioning to stay on track helps give you peace of mind while you embark on this milestone. If questions do arise, you will have a single point of contact throughout the IPO process to provide you clarity and assurance.

  • Strategic solutioning for potential issues that arise
  • Issue and deliver shares at closing
  • Pay out IPO cash proceeds

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Thrive as a public company

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The same level of expertise you relied on through your IPO can be called upon down the road as your company grows. Whether you are undertaking a corporate action or preparing for your annual meeting, our team is an extension of yours.

  • 24/7 shareholder support through shareowneronline.com and 300+ specialized Customer Care Center representatives
  • Ongoing compliance monitoring with SEC and state regulations
  • Managing the issuance, transfer & cancellation of shares for shareholders
  • Helping your company attract stable, long-term investors through investment plans
  • Supporting you with talent retention and engagement with equity compensation solutions

What else does a transfer agent do?

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Best With Clients And Best With Shareholders

Going public means increased regulatory oversight and reporting requirements. Trust in us to ensure SEC and state regulatory compliance is actively monitored and adhered to. We have the confidence of our clients and shareholders, as we've been rated the most trusted transfer agent in the U.S. in Group Five's 2020 Shareholder Services Benchmark Study.

95 %

client satisfaction

5 million

shareholders supported 

93 %

shareholder satisfaction

The Best For Your Business

From working with your advisory team to navigate the complexities of filing to servicing your registered shareholders from day one, your EQ team works as an extension of your own team.

Caitlyn Van Valin

VP, New Business Development

Prior to joining EQ, Caitlyn was VP of Corporate Stock Transfer, overseeing M&As, IPOs, and client relations. She is an active member of the securities industry.

Joe Conte

Head of Capital Markets

Joe spent 18 years at the New York Stock Exchange, with responsibility for all corporate actions, new listings and IPO market data announcements for three major equity exchange markets.

Becky Paulson

VP, Relationship Management Director

Becky has more than 20 years of industry expertise. She has managed a broad array of complex corporate actions ranging from Irish inversions to split-offs, tender offers and IPOs.

Feeling Unsure About The Process?

Talk to one of our Client Advisory Board members about what it's like to work with EQ and being a publicly traded company.

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Our Latest IPO Insights

REPORT

IPO Quarterly Review

As we look back on market performance in 2020, we found that the pandemic amplified the revival of competition between the east and west, something that had already begun to affect IPO activity in 2019.

White Paper

Why Companies Need A Transfer Agent

As experts in equity, transfer agents are oftentimes considered gatekeepers to the public market. Understanding the work of a transfer agent isn't always cut and dried, especially when the future of your business and its shareholders are involved.

White Paper

What To Know Before You Conduct An IPO

Taking your company public can be an exciting and nerve-wracking time because your organization – and those vested in its success – will never be the same.

REPORT

Going Public? Why Companies Are Considering SPACs Instead Of A Traditional IPO

Joe Conte, Head of Corporate Actions; Capital Markets, shares insights on why SPACs are dominating the news right now and represent an even greater portion of the IPO market

REPORT

2021 Annual Meeting Season Forecast

With the impacts of COVID-19 hitting just as the season took off, “fraught” was the watchword of 2020’s annual meetings. Understanding that these were challenging times, proxy advisers and activist investors, while not mute, were more lenient than they might otherwise have been.