Investment Plans

Plan Services & Administration

Our suite of investment plans are offered by industry leading experts that can guide you through the complexities of SEC filings, compliance, and regulatory infrastructure to find the best plan for your company, shareholders, investors and employees. 

Each industry and situation opens new options and creates a unique path to achieve your goals, and it takes an expert to navigate successfully.

  • Direct Stock Purchase Plans (DSPP): if you’re looking to gain stability in your shareholder base and offer them an affordable way to build equity in your company, a carefully crafted DSPP can help. When stock is purchased directly, versus through a broker, it’s held for an average of 8-11 years, versus with a broker at 18 months.  This plan can be offered through an EQ sponsored plan or through your S-3 registered plan.
  • Dividend Reinvestment Plans (DRIP) allow your investors the opportunity to reinvest their cash dividends by purchasing additional full and fractional shares with their dividend.
We know the most valuable asset in your company is your team.

We treat your team like our team

We help celebrate and foster engagement across your employee base by crafting the perfect plans for each level of your organization. 

Employee Stock Purchase Plans (ESPP) makes investing in your company easy for your team by purchasing shares through convenient payroll deductions. Additional features in your ESPP can include:

  • Purchase Price Discounts or Employer Matching Contributions 
  • Optional Cash (by Check)
  • Share Source (Original Issuance, Treasury, Open Market)
  • Dividend Reinvestment
  • Online Enrollment and Account Access

Our Services

  • Administration of employee enrollment according to your defined criteria
  • Distribution of plan materials to eligible employees
  • Ongoing enrollment and change management including internet and telephone enrollment options
  • Effective and accurate recordkeeping of plan participation
  • Perform necessary tax and disclosure activities
  • Customized on site employee and manager training

GET THE EXPERT SERVICES YOU NEED TO ACHIEVE OUTSTANDING RESULTS

Talk to our team today to find out more about EQ's full range of services to meet your organization's needs