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Exploring the behaviours and motivations of retail investors in the UK and US
Exploring how regulated business can make positive change
Our monthly bulletin of what’s happening within the regulatory environment that impacts the share registration and employee share plans space.
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Sam Goodacre – Head of IT, EQ Credit Services – thinks lenders can help individuals in the economic recovery. In the age of accountable business, regtech goes beyond FCA compliance, to deliver with purpose.
Michael Ellis, Managing Director, EQ Riskfactor believes financial institutions can succeed if they integrate ‘Know Your Customer’ (KYC) practices as part of a holistic customer journey.
Martin Kisby, Director of Compliance at Equiniti Credit Services, offers some guidance on how to identify vulnerability. Martin asks: Is a definition of a vulnerable consumer really as simple as the FCA’s?
Remediation is fundamental in highly regulated sectors. Nathaniel Easterman – Business Development Director, EQ Charter – outlines the key stages of remediation analysis that lead to business transformation.
Nathaniel Easterman, Business Development Director, EQ Charter considers why and how organisations should boost consumer and business debt management services now.
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