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Why EQ is the #1 Transfer Agent in Client Satisfaction Infographic
Monday, July 22, 2024For over 95 years, EQ has been a trusted advisor to companies large and small with our Transfer Agency services. We effectively handle any stock transfer agent service need including complete share registry management, compliance risk reduction, and shareholder engagement throughout the corporate lifecycle, from IPO to established companies.
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Rule 10b5-1 Amendments: What Executives Need to Know
Monday, July 8, 2024The SEC introduced amendments to Rule 10b5-1 which are intended to enhance investor protections against insider trading. Included in this infographic is what executives need to know regarding additional requirements such as cooling-off periods, certifications of acting in good faith and restrictions on multiple, overlapping plans.
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