EQ Views

The 10b5-1 Plan: What Executives Need To Know

The rules surrounding insider trading are among the trickiest for executives to navigate. One popular tool is the 10b5-1 plan, which can offer a safe way for executives to trade shares of their companies.

Case Study: Providing Full Ownership Data To Comply With Foreign Regulations

Find out how EQ provided full registered and street ownership data to help a U.S. gaming company comply with U.K. law following an international acquisition.

EQ Unclaimed Property Guide

The Importance Of Post-Activist Shareholder Communications

Shareholder activism is on the rise and the volume of shareholder proposals is expected to increase again this year.

Case Study: Creating An Activist Defense Strategy

Two of EQ Fund Solutions’ clients sought to conduct a mutually beneficial transaction in which the advisor would assume investment advisory oversight of a number of the manager’s funds.

Case Study: Reinventing The de-SPAC Process Amid A Growing Retail Appetite For SPACs

New York Stock Exchange-listed SPAC, backed by an experienced management team, asked D.F. King to run the shareholder vote linked to its $2B (US) merger with a leading electric vehicle company.