EQ Views
Rule 10b5-1 Amendments: What Executives Need to Know
Monday, July 8, 2024The SEC introduced amendments to Rule 10b5-1 which are intended to enhance investor protections against insider trading. Included in this infographic is what executives need to know regarding additional requirements such as cooling-off periods, certifications of acting in good faith and restrictions on multiple, overlapping plans.
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Corporate Actions And The Role Of A Transfer Agent
Thursday, May 30, 2024Your company doesn't go through a merger or spin-off every day. Here is how your transfer agent can help you get the details right for a successful event.
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T+1 Changes Are Coming Soon
Friday, May 17, 2024T+1 takes effect on May 28. Learn more about how EQ has prepared for this change.
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Learn more about the Corporate Transparency Act
Friday, May 17, 2024Changes have been made to the Corporate Transparency Act. Learn more about these, including who is subject and what must be reported.
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Providing a Robust Onboarding Strategy Resulting in Migration Success in Record Time
Thursday, May 16, 2024Learn more about how we migrated the client's data onto our EquiTrax™ platform in record time without interruptions to their participants' ability to sell their non-qualified stock options.
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EQ Insights Podcast Series: Episode #2, Why Having Ownership Intelligence is Important for a Proactive Shareholder Engagement Strategy.
Monday, May 6, 2024In today’s uncertain market, it’s more important than ever to have detailed information about your shareholders – who they are, and what motivates them to invest. Listen to episode two of the EQ Insights Podcast Series!
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